Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

place until further review.Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “This approval of the SET’s amended regulations will create a mechanism to mitigate price volatility for small and

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

Cybersecurity Act B.E. 2562 (2019), with the hope that capital market intermediaries will apply this knowledge into their playbooks in order to cope with cyber threats more effectively." SEC will publish

SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May,  I commit myself to work closely with SET on holistic approach in order to enhance

decline to zero at the end of the contract term and give the contract end date. A symbol must be added after the securities abbreviation to indicate that they are leasehold funds.Regarding the disclosure

program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to

investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would

gold futures, due to the cancellation of such license, will be upgraded to the precious metals derivatives license which will enable them to operate business in a wider range. The SEC Board, with the

to assure that market participants and investors will have proper adjustment period. Not only will CIS be a new investment alternative for those interested in overseas investment, the SEC also expects