its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g., in-house, outsource, network firm? 2) How often the firm performs monitoring function? A2 Does

encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only

% -97.4% 53.6% 71.4% 44.4% gust 2017 r Ending 30 4/2017 on he Compan has alread : s for the se 24.8 million s represent in revenue onths end o year 892.1% rofit was a r eivables. Th 6M/2017 116.5 532.0 2.7

the Compa th period for riod for 2016 quarter in 20 esult of the re ce of debt co elopment bus The Synergy ce in the futu up can be de hange % 19.1% 100.3% 30.9% 28.1% 19.9%   gust 2017 ing 30 June of

management company in case of redemption payment process when the insured has died by redeem investment units exceed than the time period specified in the scheme. The amount of fines does not include daily

2562 ทั้งนี้ ที่ผ่านมา ก.ล.ต. มีการปรับปรุงกฎหมายและหลักเกณฑ์ด้านตลาดทุนให้รองรับธุรกรรมไร้เอกสาร (paperless process) ซึ่งเป็นหนึ่งในมาตรการการส่งเสริมศักยภาพตลาดทุนไทยตามแผนพัฒนาตลาดทุนไทย ฉบับที่ 3 (ปี

material transactions would have sufficient time to study relevant information, participate in the consideration process, and make an informed investment decision.The consultation paper is available at

or being in the process of business readiness examination.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the

to consultation papers and more convenient participation in the hearing process. The website is accessible via multiple devices such as desktop, tablet and mobile phone, to fit the users

to approve that EARTH underwent a business rehabilitation process.  The SEC, then, had a question regarding the existence and status of the increased debt of THB 26,000 million.The investigation