committed offenses under Section 283 as well as Paragraph 3 and Paragraph 4 of Section 285bis of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E
such client to suffer losses, he admitted to having committed such wrongdoings and already paid the client for the damages. His actions were deemed interference with client assets in violation of Clause
relating to suspicious circumstances where the directors, managers or any persons responsible for the operation of such company are suspected of having committed an offense as specified by law, so that the
so as to allow more flexibility for unitholders and the asset management company,? added Thirachai.AIMC Chairperson Voravan Tarapoom said: ?The SEC and AIMC are strongly committed to developing the
.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According
point of the criminal enforcement process. Under this process, in order to adjudicate whether a person has committed an offense it will depend on the investigation under the authority of the
supporters, persons in (8) ? (24), allowed Sittichai and Tanika to use their trading accounts and bank accounts for the trading of MILL shares during the period. The offences committed by Sittichai, Tanika
sustainably in harmony with the environment in every dimension. SEC Secretary-General Rapee Sucharitakul said “SEC is committed to strengthening the capital market for growth and sustainable development by
well as regulatory burden. This would lead to more efficiency and clarity. We have also committed ourselves to promote best practices of environment, social and good governance as well as human rights in