กำรปฏิบัติตำมบทลงโทษที่เสนอโดยบุคคลนั้นเอง (Enforceable Undertaking) (ค) ค ำขอควำมเห็นชอบที่ยื่นภำยหลังกำรให้ควำมเห็นชอบคร้ังล่ำสุด ซึ่งส ำนักงำน ให้ควำมเห็นชอบไว้น้อยกว่ำห้ำปี” ข้อ 2 ประกำศนี้ให้ใช้
Clause 12, Clause 15 and Clause 26 of the Notification of the Capital Market Supervisory Board No. TorThor. 80/2552 Re: Rules on Undertaking of Derivatives Business for Licensed Derivatives Brokers dated 3
, Clause 15 and Clause 26 of the Notification of the Capital Market Supervisory Board No. TorThor. 80/2552 Re: Rules on Undertaking of Derivatives Business for Licensed Derivatives Brokers dated 3 August
scheme which is established in an ASEAN country. In this regard, such scheme shall be [i] granted an approval from, [ii] registered with or [iii] permitted for any undertaking in a similar manner of such
) the applicant shall put in place systems of work that are equipped to accommodate the procedures for issuing depositary receipts and the undertaking under the commitments in the depositary agreement
undertaking any act in compliance with this Notification. Clause 13. In case the derivatives broker invested in securities or held position for their proprietary account before the effective date of this
order such derivatives broker to rectify, undertake, or refrain from undertaking any act in compliance with this Notification. Clause 13. In case the derivatives broker invested in securities or held
that such trading is done in an inappropriate manner, the Office may order such derivatives broker to rectify, undertake, or refrain from undertaking any act in compliance with this Notification. Clause