Types of Securities Business Operator and Derivatives Business Operator. Clause 6 4 The fee required to be paid by any of the licensees under Clause 5 shall not be less than the minimum rate of 25,000
Undertaking Business of Certain Types of Securities Business Operator and Derivatives Business Operator. Clause 64 The fee required to be paid by any of the licensees under Clause 5 shall not be less than the
-Store-Sale-Growth (SSSG) from take-home product sales, while limited additional selling expenses are required. Moreover, manpower expenses per branch reduced from operational improvement. 32.1% 26.6% 67.7
of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in
of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in
of derivatives advisory service obtained by the applicant prior to the date of filing the application. Clause 21 In the case where the licensee, being required to maintain its status of legal entity in
date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of
date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of
standards within the past two years prior to the date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two
may vary if any factors or situation are changed in the future; the investors are, therefore, required to have their own discretion regarding the usage of this information for any purpose. For further