, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.
14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the
advance. Applications for non-complex SSFs will be considered by an auto-approval scheme,” according to Ruenvadee. At the cabinet meeting on 10 March 2020, the government approved several measures
instruments. The factsheet requirement should increase issuers? awareness of their disclosure responsibility. It is one of many measures for supporting launch of complex products and development of financial
กองทุนรวม กองทุนเปิดเคแทม Twin Structured Complex Return 1Y1 KTAM Twin Structured Complex Return fund 1Y1 KTTWIN1Y1 ผู้ลงทุนไม่สามารถขายคืนหน่วยลงทุนนี้ในช่วงเวลา 1 ปี ได้ ดังนั้น หากมีปัจจัยลบ
evaluated by the independent valuer, the Sims Property Consultant Co., Ltd., the independent valuer which is approved by the Securities and Exchange Commission, that it should be equal to Baht 2,616,000,000
financial consultant Less: Payment received from selling the advertising time March 8, 2016 (0.18) March 25, 2016 (1.84) March 31, 2016 (9.53) June 30, 2016 (0.18) August 17, 2016 (0.18) September 27, 2016
Securities Plc., {C} of KT ZMICO Securities Co., Ltd., {D} and {E} of GT Wealth Management Co., Ltd., effective from October 12, 2012 and (2) publicly disclosed investment consultant {F}'s inappropriate
Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
which is higher than the par value is due to the fact that the Company has considered the value of Hero Experience which evaluated by the independent valuer, the Sims Property Consultant Co., Ltd., the