prescribe stricter supervision. For example, it is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy
าเปนผูที่เขาใจและยึดม่ันในประมวลจริยธรรมสำนักงาน ก.ล.ต. สำหรับผูฏิบัติงานและจรรยาบรรณพนักงาน 4) การประเมินเพื่อทดสอบความพรอมในงานบริหาร (Managerial Readiness Test Results) ซึ่งมีองคประกอบเรื่อง
TRIS’s view on the Company’s status as a moderately strategic affiliate of KGI Securities Co., Ltd. in Taiwan (KGI Taiwan, together with its affiliates the KGI Group). This status allows the Company’s
markets and businesses related to cryptocurrency business in the next 15 years. SEC Secretary-General was of the view that the promotion of discussion approaches among the public sector, the private sector
of the capital market • Building readiness and competitive advantage to support interconnectedness of global economy • Building confidence and foundation for sustainable growth of the capital market
a juristic person, the directors or partners of such juristic person shall also not have the prescribed prohibited characteristics thereof; **(4) having sufficient readiness for providing services and
of such juristic person shall also not have the prescribed prohibited characteristics thereof; 5 **(4) having sufficient readiness for providing services and ensuring that the services provided to
of such juristic person shall also not have the prescribed prohibited characteristics thereof; 5 **(4) having sufficient readiness for providing services and ensuring that the services provided to
juristic person, the directors or partners of such juristic person shall also not have the prescribed prohibited characteristics thereof; **(4) having sufficient readiness for providing services and ensuring
characteristics thereof; 5 **(4) having sufficient readiness for providing services and ensuring that the services provided to investors would comply with the regulations relating to providing investment