-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures of illegal practices in securities and derivatives markets. - enforcement authority and
or evidence for submitting a complaint. 3. Complaints that are not related to day-to-day operation, for instance, business judgment, issues relating to staff or internal operation. 4. Complaints that
Bank and the International Monetary Fund (“IMF”). The assessment on financial reporting and auditor regulations showed satisfactory results and confirmed that the SEC’s operation in the areas were in
Supervisory Board No. Tor Thor. 31/2559 Re: Rules for Operation of Derivatives Clearing Houses By virtue of Section 76, Paragraph 3 of Section 82 and Paragraph 2 of Section 83, in conjunction with Section 34(2
coordinated with the Bank of Thailand in an effort to relax the restrictive rules and streamline the procedures. Facilitating product innovation and business operation The SEC supported the launch of various
that time a great deal has changed in the Asian corporate governance landscape, in great measure due to the continued operation of the Asian Roundtable. Moreover, the OECD Principles were themselves
equivalent to 66 percent of SUTG’s issued and paid-up shares. SUTG is engaging in the business of a construction contractor, provision of service regarding the operation and maintenance, and a consultancy
case the application is submitted by an authorized person and the evidentiary documentation is incorrect or incomplete, the authorized person must show a written authorization from the applicant to sign
of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset Businesses under the Notification of the Ministry of Finance regarding Licensing of digital asset businesses
of an Application Form and Procedure for Applying for a License in Undertaking Digital Asset Businesses under the Notification of the Ministry of Finance regarding Licensing of digital asset businesses