directors and senior management. B. Corporate Secretary 1. Provide the name, professional qualifications and address of the secretary of the issuer (if any). C. Advisers 1. Provide the names and addresses of

เอกสารรับฟังความคิดเห็น เลขที่ อนธ. 38/2561 เรื่อง การยกเว้นให้การเผยแพร่บทวิเคราะห์ ภายใต ้ACMF Professional Mobility Framework ไม่เข้าข่ายการเป็นที่ปรึกษาการลงทุน เผยแพร่เมื่อวันที่ 12 กันยายน 2561

loyalty; (2) performing duties with responsibility and deliberation as a professional and treating each investor with fairness, carefulness and circumspection by taking into account the interest of

market by increasing the number of auditors in the capital market and enhance the audit personnel?s capability in response to changes of professional standards and more complex transactions. Under this

. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However

capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports

PowerPoint Presentation eastspring.com.sg Stuart Wilson • June 2022 UK PACT THAILAND CAPITAL MARKETS WORKSHOP STRICTLY PRIVATE AND CONFIDENTIAL. FOR PROFESSIONAL INVESTORS ONLY. KEY TAKEAWAYS 2 1

perform duties in accordance with the following regulations: (1) performing duties or providing services with loyalty; (2) performing duties with responsibility and deliberation as a professional and

Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independent expert to study relevant laws on supervision of the audit firms and auditors in Thai capital market in

Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for