for the sale of units of foreign collective investment scheme offered in Thailand This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
Notification shall not apply to the mutual fund which the notification of the Capital Market Supervisory Board has specifically prescribed rules, conditions and procedures for liquidation of such mutual fund
Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 January 2010. Clause 2. In this Notification: (1) The term “Executive” shall have the same
B.E. 2550 (2007) stipulate that the auditor who audits, signs and gives opinion on the financial statements of entities prescribed under such provisions or regulations shall be the auditor who is
and Exchange Commission hereby issues the following regulations: Clause 1 . This Notification shall come into force as from 1 January 2010. Clause 2 . In this Notification: (1) The term “Executive
:0px;padding:0px;color:#003865;' > The applicant shall file the application for renewal of approval during the month of September to the 15th day of December of the year when such approval will