association approved by the Securities and Exchange Commission; “Mutual fund” means any mutual fund established under the laws governing securities and exchange; (Translation) 2 “Marketing agent of fund manager
. Clause 8. A securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a
securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a securities company as
agent และผู้ลงทุน โดยขอเพิ่ม (6) บริกำรอ่ืนใดตำมข้อตกลงระหว่ำงผู้ให้บริกำรและผู้ใช้บริกำร ความเห็นส านักงาน เห็นด้วยกับข้อเสนอโดยเห็นควรเพิ่มบริกำรสิทธิประโยชน์ฯ อยู่ในขอบเขตงำนของระบบ สนับสนุนไว้ในประกำศ
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorThor 3/2551
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