regulator in a country recognized by the SEC Office. − − ✓ 4 Manager of a securities company or person with the highest responsibility in the work unit related to capital market.4 − − − 5 Fund manager
company. ● Undisclosed items / incorrect disclosure of information ● Other related documents/evidence such as accounting document, contract, etc. Matters under the SEC Responsibility Complaint
MANAGEMENT APPROACH INNOVATION & SUSTAINABILITY WORKING TEAM CORPORATE GOVERNANCE BOARD INNOVATION & SUSTAINABILITY STEERING COMMITTEE CORPORATE SOCIAL RESPONSIBILITY WORKING TEAM ENVIRONMENTAL MANAMENT
should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy nor be
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
Social Responsibility Committee, The Stock Exchange of Thailand CEO and President, CIMB Thai Bank PCL . Chairman, Sathorn Asset Management Co . , Ltd. Governor, Member of the Audit Committee and Member of
conflicts of interest concerning the fund management, or hold a position that assumes the highest responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund
conflicts of interest concerning the fund management, or hold a position that assumes the highest responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of