debt securities, highlight the riskiness of securities on the cover page. IV. MARKETS A. Identity of Exchanges and Regulated Markets. Identify all the exchanges and/or regulated markets on which the debt

ทำหน้าที่กำกับดูแลด้านหลักทรัพย์ (regulated exchange) “ผู้ดูแลสภาพคล่อง”  หมายความว่า   บุคคลที่ได้รับการแต่งตั้งให้ทำหน้าที่เพื่อให้ราคา

the characteristics specified in the governing rules. For example: - The Hong Kong Covered Management Company is regulated by the Securities and Futures Commission of Hong Kong (SFC), which is the home

the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535.      Acquisitions of real

(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC

cover page. IV. MARKETS A. Identity of Exchanges and Regulated Markets. Identify all the exchanges and/or regulated markets on which the debt securities are listed and/or admitted to trading, or are

Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market

+133 7&)=+2=9=2912 13 1&) 1: '&' 1+*3 *6 2 & +&' () 9&&)36

internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has the power to waive the appointment of independent director temporary or permanently

a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office