and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official
to supervise IEC to prepare and submit the reviewed financial statements for Q2/2016 and Q3/2016 to the SEC and the SET within the specified period. This case is in the process of inquiry by the
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S
Office which is in breach of the Securities and Exchange Act B.E. 2535. This case is in the process of inquiry by the inquiry official. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official
(Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 20/03
transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56
the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act
2023 (Form 56-2, 2023) to the SEC within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 23
due on November 30, 2023 and December 30, 2023, to the SEC Office within the period specified by the SEC Office Notification, on two occasions. This case is in the process of inquiry by the inquiry
November 24, 2023, to the SEC Office within the period specified by the SEC Office Notification, on one occasion. This case is in the process of inquiry by the inquiry official. SEC Act S.Section 57(6