the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the Emergency Decree after the criminal complaint has been filed.  The public and

. Concurrently, the SEC has reported these legal proceedings under the SEA to the Office of Anti-Money Laundering Office as a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. In

, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the Emergency Decree after the

. The SEC has therefore filed the criminal complaint against the four persons with the DSI for further legal proceedings.   Since the four persons are named in the criminal complaint, they are liable to

prohibited characteristics of personnel in the capital market business. Further proceedings in his case will be considered in due course.**------------------------------Notes: * Pursuant to the

, namely (1) Mr. Sawin Chindakul, (2) Ms. Paradee Teawanitchakul, and (3) Mr. Noppadon Chaidarun in order for the DSI to conduct further legal proceedings in the case of EARTH’s violation of the SEC’s order

conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty

allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair

proceedings as agreed in this memorandum shall comply with the laws, rules and regulations for which the three agencies are answerable according to the law and shall not conflict or contradict with the public

, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this