will also require NMG Chairman of the Board to make clarification according to normal procedure. If non-compliance with the said provision is found, the SEA prescribes the penalty under the first
markets. The draft notification also specifies the details of the service agreements, for example, the provision on receiving client orders, where the business operators and the clients can agree on the
select appropriate products for an investor and to monitor and rebalance the portfolio on a constant basis. The rules having been issued are to facilitate the prompt provision of the wealth advice
have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
– 8 February 2022), which resulted in the issuance of regulations governing the provision of services of digital asset business operators. Essentially, the regulations contain the following provisions
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
provision and at least once a year thereafter. In addition, digital asset business operators must conduct a cyber resilience assessment every year. Regarding custody of clients’ digital assets, the SEC
project in other aspects in an integrated manner, such as provision of training on capital market knowledge for BAAC employees to educate students under the project accordingly
An examination on the provision of Zipup/ZipUp+ services, which offer returns in the form of bonus reward for users of Z Wallet on the digital asset exchange of Zipmex Thailand, showed that the
) valuation and impairment of goodwill and intangible assets 5) investment valuation and impairment 6) inventory valuation 7) accounts receivable 8) Provision 9) litigation and regulation 10) revenue