Mr. SURAPOL OUNSUWAN Mr. SURAPOL OUNSUWAN 23/07/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation

equivalent positions in the capital market business;              (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working

Earlier, the Civil Penalty Consideration Committee resolved to apply civil sanctions against Mr. A for obstructing and failing to set up a board of directors meeting and a shareholders meeting to

Protection for Subscribers upon the Expiration of Concession Agreements or the Agreement to Operate B.E. 2013. and (2) the Arbitral Tribunal ordering TRUE to pay TOT Public Company Limited (“TOT”) penalty for

including units of real estate investment trust and units of infrastructure trust. Explanatory text o The coverage of products in item 3.2.1(1) will be limited to specific securities which do not have complex

the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damage to the company but brought about benefits to Mr

- public information by virtue of his positions before such information became public on August 8, 2014. 24/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as

/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in

Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,383,500.00 Baht    

penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the offense in an amount of 1,100,000.00 Baht