system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board which is within February 28, 2022. However, LIT submitted the key financial ratio report for the

the key financial ratio report for the year 2021 through the transmission system of the SEC Office within the period specified in the notification of Capital Market Supervisory Board, due to his failure

with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for Know Your Customer and

the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing private fund with

with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board that is no system to control short position transaction underlying with SET50 index

Supervisory Board) by determining such PP’ offer price more than three business days prior to the first offering date and failing to disclose the PP information prior to such offering via the Stock Exchange of

Wazzadu’s failure to prepare and submit the convertible debenture sale report within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the

notification of the Capital Market Supervisory Board. SEC Act S.64 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 171/2022 Dated 11/11/2022

notification of the Capital Market Supervisory Board. SEC Act S.64 paragraph 2 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 169/2022 Dated 11/11/2022

prepare and submit the convertible debenture sale report within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the failure to give