securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information concerning operation of securities
securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information
million baht in Q2/2018, to prepare for internal investment restructuring in Q3/2018. Financial performance by segment. 2.1 Revenue by segment Unit: million baht for 3-month period ended June for 6-month
2019, Mrs. Pakporn Lohavibulkij had offered the price 146,000,000 baht which was under the minimum price, but the Company needed the money using for the internal operation, furthermore, there were a lot
Company’s financial reporting process to ensure accuracy and adequacy. 2. Ensure the Company has suitable and efficient internal control system and internal audit. The Committee shall consider the
securities or derivatives for the business operator’s proprietary trading including the business operator’s internal report relating to such investment, for no less than five years from the date the investment
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1