persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
receivables, trade payables, other payables, payable for asset acquisition, accrued expenses, and advance received from director. Accordingly, the auditor was unable to use other means to obtain sufficient
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
offering of the Company’s newly issued ordinary shares at the Shareholder’s Meeting the Company must obtain an approval from the an approval from the Office of the Securities and Exchange Commission (“SEC
investment management and shall obtain a prior consent from the client, who uses the service from the intermediary . Chapter 2 Outsourcing Operational Function to Service Providers ____________________ Clause
intermediary in the category of derivatives investment management and shall obtain a prior consent from the client, who uses the service from the intermediary. 1 Amended by the Notification of the Capital Market
well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or
acquire customers with stronger financial status and sound debt servicing ability. KBank has also emphasized customers’ early warning sign detection and behavior monitoring to ensure efficient monitoring