Facebook Page ชื่อ Income generating information : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
The SEC revealed that Mr. Akeyuth Anchanbutr came for testimony as ordered; but provided no new material information that neither clearly signifies share price manipulation nor names or groups of
sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC
Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information
every six months as previously required, to provide investors with updated and adequate information for making investment decisions and keeping track of fund performance amidst volatility of the global
Bangkok, November 7, 2008 ? TRIS Rating Co., Ltd. has downgraded the credit rating of TSFC Securities Limited from ?A? to ?BBB-,? the lowest of investment grade territory, due to the decline in mark-to-market value of the company?s capital funds as a result of huge losses on its equity investment portfolio and high provisions for doubtful accounts of margin loans. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?TSFC is a specialized securities company (limited company). The Ministry...
exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial
adequate, updated and timely information for assessing company risks and making investment decisions.The revision proposes a more efficient procedure for filing the registration statement whereby the filing
the existing lines after the concession expires and in the three extended lines.From the information gathered by the SEC so far, nothing indicates that the charges pressed by the DSI involve with the