application for a license and the granting of a license to provide services as a securities registrar, which is subject to other specific rules governing such matter as prescribed by other Notifications. Clause
from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director during such period. Clause 3. Any
from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director during such period. Clause 3. Any
independent director within 90 days from the date on which such matter occurs and it shall be deemed that the securities company is given an exemption by the Office from appointment of independent director
judgement, no matter if the imprisonment is suspended, and shall end after the imprisonment or the suspension thereof has surpassed an interval of three years; (2) a removal on the ground of civil sanction
. Communication and education will be emphasized, apart from enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter
application for a license and the granting of a license to provide services as a securities registrar, which is subject to other specific rules governing such matter as prescribed by other Notifications. Clause
matter to the Securities and Exchange Commission for consideration and making order in relation to the application for the derivatives exchange license within one hundred and twenty days from the date on
and replaced by the following texts: “SECTION 13. Any commission member who has an interest in the matter to be considered, shall declare such interest and shall be prohibited from participating in such
appropriate for the above matter. At present, the Company has reached an agreement with TSEO and enters into share purchase agreement and share subscription agreement to dispose up to 40% shares of total paid