such trading was made to lure the general public to purchase or sell such shares. SEC Act S.243(1) in conjunction with 244 and 243(2) in conjunction with Section 83 of the Penal Code Settlement
. VTE later submitted to the SEC the letter requesting extension of period for submitting such financial statements. The request was made on the ground that the independent financial advisor is in process
allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
Business Development (DBD) on its 101st Anniversary. Mrs. Auramon Supthaweethum, Director General of DBD, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a
manager, performed their duties dishonestly by proceeding for T.U. Dome Fund to pay 10.4 million baht to Bania Co., Ltd. It was claimed that the payment was made for the turnkey contract of construction and
manager, performed their duties dishonestly by proceeding for T.U. Dome Fund to pay 10.4 million baht to Bania Co., Ltd. It was claimed that the payment was made for the turnkey contract of construction and
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients
. Ekkamon Chuntori and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public information material to GLOBAL share price concerning
Stark Corporation Public Company Limited Stark Corporation Public Company Limited ("STARK") made a false statement and concealed a fact that should have been stated in the registration
(“GLOBAL”) through the securities trading accounts of six persons and gained benefits from such transactions. The purchases were made in such a way that taking advantage of others by using non-public