gains. Such measures can include, for example, an inquiry on a company director's exploitation of inside information.The I Code adoption will help to create sustainable values of the invested enterprises
environment, and excellent control in management of invested businesses. The use of the I Code principle is also another qualifying criterion for the most excellent provident fund award.”Criteria include
) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
information necessary for decision making.?The key points of change include the requirement for the fund title and the advertisement warning to clearly state that returns are not guaranteed and pre-maturity
mutual fund. Such factors include emotion, personal belief and attitudes toward different channels of savings and investment. For example, some investors prefer low risk, principal guaranteed investment
the disclosure of the information regarding the existence and the mining property rights over the two mines on 30 November 2018 had failed to include the complete information received from the company's
selection and appointment of the SEC Board of Directors, which may include the appointment of a subcommittee to screen the candidates, and the selection would be through a confidential voting method whereby
Securities and Exchange Act of 1992. The penalties include imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC
objectives of the SEC Strategic Plan 2016-2018, which include the promotion of best practice among institutional investors. The market needs them to be active and committed to social responsibility, as far as
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities