) dated 14 December 2016. Clause 2 In this Notification: “derivatives Broker” means the person obtaining the derivatives business license in the category of derivatives brokerage, but not including the
Cover items on Shipping Predetermined (% of the sale) Provide serviced/stock space in the store and sales staff Shopping mall Incremental Cost of obtaining a contract Sales/Employees Customer Commissions
projects which have not yet generated commercial revenue. Investments in infrastructure assets Three Types of qualified investments are: direct investment through obtaining ownership of assets
and the obligation to comply with the governing regulations. If such transaction is liable to be material, the companies shall be subject to the regulations on obtaining approval of the shareholders
application result; (4) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could
capital market products which are shares or share warrants of a company wherein the client is an existing shareholder as of the investment date or the date of obtaining the shareholders’ rights; (4) a
invest in capital market products which are shares or share warrants of a company wherein the client is an existing shareholder as of the investment date or the date of obtaining the shareholders’ rights
Chapter 7. 10 Chapter 4 Application for Approval and Granting of Approval Division 1 Application for Approval Clause 15 The submission of an application for obtaining approval to be personnel in the capital