, had traded KARAT shares by using inside information before it was publicly disclosed on July 3, 2002. DSI later referred the case to public prosecutor who issued a prosecution order against Apichart
statements. By June 1, 2012, the company must submit to the SEC and publicly disclose the rectified financial statements that have been audited by the auditor.SINGHA later requested the SEC to extend such
procedures as to the realization value of such fixed assets. Consequently, PRO must submit and publicly disclose rectified and audited 2011 financial statements within April 23, 2012. Later, the SEC, upon the
) TPIPL for disseminating information not included in the draft prospectus, in contravention of Section 77 and Section 239 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Later, Chienchuang
, falsifying documents and recording false accounting information. The SEC later issued a freezing order against Wichai?s assets for 180 days to prevent him from removing or disposing the assets. The order would
matters. STHAI was required to file with the SEC and publicly disclose the rectified and audited financial statements by June 26, 2014.STHAI later made a request for extension to submission deadline of its
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
establishment of property fund permissible to be filed no later than the end of this year, the fund to be set up must be in form of specific property fund.The consultation paper is available on the SEC website at
the Capital Market Supervisory Board later this month. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?Passing infrastructure fund regulations is a big step forward in terms of public
later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the