Executives of Securities Issuing Companies The Notification of the Office of the Securities and Exchange Commission No. SorChor. 23/2553 Re; Forms and Procedures for Filing or Changing Information on Issuing
receivership on 3 August 2017. Such material facts were subject to public disclosure within a reasonable timeframe after the issuing date of the Court's order of receivership; however, POLAR did not disclose
Commission.** The SEC has therefore banned the three persons from holding such positions at any securities issuing company and listed company for a period of three years each, which is the longest period
position of securities issuing companies and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform
SEC banned Sittichai from holding the position of director or executive at any securities issuing company and listed company* for three years. In addition, as a result of the civil sanction, the other
executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
of any securities issuing company or securities company for 26 months, 9 months and 12 months, respectively. The banning period shall begin from the date when the offenders sign the letter of
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of
against any employee who has committed an IT security breach. Chapter 3 Management of IT Assets and Access Control _______________________ Clause 14 In managing IT assets and assess control of data and