representative มอบหมายหน้าท่ีควบคมุวงเงิน ให้แก่ผู้รับผิดชอบในการควบคุมวงเงิน local intermediary แจ้งจ านวนเงินจาก การซื้อ/ขายหน่วยใหแ้ก่ผู้รับผิดชอบ ในการควบคุมวงเงนิ ผู้ลงทุนซื้อ/ขาย ผู้ลงทุนซื้อ/ขาย หน่วยลงทุน
Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
brokerage; (8) derivatives advisory providing investment planning to clients or using software programs in providing services to clients; (9) derivatives manager; In the case that an intermediary under the
concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of
Offering for Sale of Units of Foreign Collective Investment Schemes; “intermediary” means: (1) a securities company licensed to undertake the securities business in the category of securities brokerage
Capital Adequacy of Some Specific Intermediaries (No. 2 ) dated 20 February 2017. Clause 2 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory