During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
The SEC, at the meeting No. 11/2022 on 15 August 2023, resolved to approve the principles for revising the net capital rules* specifically on the use of subordinated liabilities in maintaining net
Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as
Bangkok, July 22, 2015 ? The SEC is seeking public comment on revisions of rules for calculation and report of net liquid capital calculation. The proposed revisions aim to ensure that the
บริษัท หลักทรัพย์จัดการกองทุนกสิกรไทย จำกัด|กองทุนรวมดัชนี,กองทุนรวมไทยเพื่อความยั่งยืน | วันที่เสนอขาย : 08/12/2566 - 21/12/2566
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Index Fund, | Offering Date : 08/12/2023 - 21/12/2023
Type of securities : Common share | Effective Date : 11/10/2022 | Close Selling Date : 18/10/2022
Type of securities : Common share | Effective Date : 06/06/2016 | Close Selling Date : 10/06/2016