: Certification of the applicant for approval I hereby certify that I am qualified as prescribed under the Notification of the Securities and Exchange Commission Re: Rules, Conditions and Procedures for Approval of
expiration date. Part 4: Certification of the applicant for approval I hereby certify that I am qualified as prescribed under the Notification of the Securities and Exchange Commission Re: Rules, Conditions
transaction and establishment of Subsidiary, as necessary and appropriate under relevant laws. This includes the signing, certification, amendment of all contracts and other documents related to such
to this Notification; and (3) The certification of the applicant indicating that the approval by the resolution of the shareholders’ meeting is in compliance with the rules as specified in this
evidence: (1) certification letter and consent letter of the audit firm to which the applicant is attached which certifies and gives consent in the following matters, as per Form 61-2 which is available on
for a resolution or the written notice of the meeting, whichever the case may be. In case of the execution of a transaction under the second paragraph of Clause 15/3, the examination and certification
จึงกำหนดมาตรฐานขั้นต่ำในการพิสูจน์ตัวตน เพื่อให้การรวบรวมและตรวจสอบข้อมูล หลักฐานของลูกค้า (identification และ verification) มีคุณภาพเพียงพอที่จะให้มั่นใจว่า 1) ลูกค้ามีตัวตนจริง มีเพียงคนเดียว 2) หลัก
Identification) ............................. 4 2.2 ความเสีย่งท่ีสามารถยอมรบัได้ (Risk Appetite) ............................................................................................... 7 2.3 การประเมินความ
, excluding the votes from the shareholders who have conflict of interest. By the invitation letter to the shareholders’ meeting, must be provide the Information Memorandum at least as the identification in the
of such other business operation; (2) name, address, curriculum vitae, experience and identification number of the person who performs the duty of giving advice to the customer; (3) statements