Investment Analysis on Securities3 and Derivatives Related Rules on Investment Analysis 6 Manager of a securities company undertaking derivatives business or person with the highest responsibility in the work
least, modern investors have highest subjective financial knowledge among three clusters of Thai investors. Public policy on financial education are discussed based on these research findings. Investor
, investment advisers have a fiduciary duty to their clients. • It is the highest standard of legal care that requires full disclosure of any potential conflicts of interest. • The fiduciary duty consists of
Code of Ethics provides guidelines for current and former employees with the highest priority on the organizational interest. The code also specifies appropriate conducts in protection of the SEC
) for a public offering by the issuer of debt securities, the following rules shall apply: (a) in the case where the issuer is not a listed company, all directors, the person holding the highest
, determine terms and conditions, prepare, sign, and deliver agreements in relation to asset disposal to the Trust, including but not limited to Undertaking Agreement. The highest size of Disposition of Assets
: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person
take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
identifying physical and transitional risks for our key commercial categories, against both optimistic and pessimistic climate warning scenarios. Tesco Sustainability-Linked Bond Framework5 Our Own Operations
"Notification on Acquisition or Disposition of Assets") which has the highest size of the transaction equal to 23.98 percent pursuant to the total value of consideration test, calculated based on the audited