limited company under the first paragraph within thirty days from the date of receiving the SEC’s recommendation. Clause 7 Upon the Minister’s approval under Clause 6, the approved person shall proceed with
management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy
depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently
: Stable S&P BBB+, Outlook: Negative Source and Use of Fund : 9M17 (Bt mn) Source of Fund Use of Fund Operating cash flow 51,969 CAPEX & Fixed asset 33,822 Proceed of LT borrowings 7,307 Dividend paid 23,190
months. Therefore, total transaction size stood at 4.43%, which was less than 15.00%. This transaction is thus not considered as a material asset disposal transaction and the Company can proceed to sell
Proceed Utilization The proceed received from the IPO will be utilized for following purposess: 1. For the expansion of EP’s business in the future 2. For the purpose of financial restructuring of EP 3. For
company shall proceed as follows: (1) buy or sell securities according to the bid and offer price, and shall make a clear understanding with the counterparty regarding the expiry time of such bid and offer
counterparty whether an offer price is a firm quotation or an indicative quotation. Clause 11 In the case where a securities company bids or offers a firm quotation, the securities company shall proceed as
. In this regard, if such compensation is in accordance with the rules under Clause 15 (2), the management company may proceed without the approval of the mutual fund supervisor prior to entering into