position called otherwise who take the highest responsibility in the line of work relating to capital markets, the exemption will be given to only one [1] person for each securities company; or (2) being
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and
after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and regulations as well as ethics and professional
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state
disclosure. With reference to the interview given by CHEWA executive and RHB financial advisor, which appeared on several newspapers on 16 March 2016, CHEWA had been approached with a takeover proposal for a
) any business operator, which has not been permitted to operate business yet in any particular category, given the SEC Office’s ongoing process of inspection before operating business, shall be exempt
. Technologies Public Company Limited (the “Company”) has been granted the right to purchase the shares in Thai British Security Printing Public Company Limited ("TBSP") from Ms. Sutida Mongkolsuthree pursuant to