than plain vanilla instruments, all types of offerings must submit an application for approval and ensure continuous disclosure of information on net capital; (2) To require that plain vanilla
) for further action. Those who suffer damage from Glow?s action are urged to contact ECD at 0-2237-1199 To ensure proper legal protection, those who are interested in making investment in derivatives
check their risk disclosure to ensure sufficient information for investors? decision making. 3 Expansion of Eligible Products and Underlyings for Mutual and Private FundsMutual and private funds will
last year. ?We are planning to lend more weight on quality improvement of our volunteers and in-depth data analysis. Work systems to accommodate such operations are being developed to ensure timely
unsubscribed portion of IPO securities for their risk management. This is to ensure confidence in the underwriting business and the capital market as a whole; 5. Product innovation ? The ASCO requested support
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
draft National Pension Fund Act, amendment to the Provident Fund Act B.E. 2530 (1987) would be required to ensure a smooth transition from a voluntary defined contribution scheme to a mandatory pension
to ensure that borrowers will be able to repay debts even at times of asset price fluctuation; ? Company risk: in analyzing a company?s performance, sources of profits should be clearly
regulationsTo ensure that Type II, III and IV Funds can be dissolved on schedule, the CMSB has approved the ?pay-in-kind? method for asset management firms holding loan collaterals in which the firms are not
which the haircut will be 1.5 times the normal rate while those with concentrated trading the haircut of 2 times the normal rate will be applied. This adjustment is intended to ensure a sound financial