SHARE : Public hearing on revision to financial statements reporting forms Friday 4 December 2015 | No. 132 / 2015 Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the
shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act
and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the
statement and the draft prospectus to Shareholders' Meeting. SEC Act S.35 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 59/2023 Dated 21/06/2023
). 2 Clause 3 An offer for sale of securities which is not exempted from filing the registration statement and draft prospectus with the SEC Office under the Notification of the Securities and Exchange
Bangkok, June 16, 2015 ? The SEC is seeking public comment on the draft regulations to be issued under Section 152 of the Derivatives Act B.E. 2546 (2003) on payment of bounty to the informer. Under
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a
Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and
Bangkok, January 20, 2016 ? The SEC is seeking public comments on draft revisions to the rules concerning definition of investors and investment of mutual funds in line with international standards