criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
Business Operators (No. 17), dated 4 April 2025: (https://publish.sec.or.th/nrs/10678p_r.pdf) 3. Notification of Guidelines No. Nor Por. 3/2568 Re: Guidelines for Sales and Service Provision related to
the relevant rules and then will propose to the SEC Board for consideration and approval. The SEC and the SET also discussed possible review of the guidelines for the securities firm, as issued by
business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent; (3) Revising the requirements and guidelines in
related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the
(NAV) of investment units and the price of the investment units of UI mutual funds to be consistent with the guidelines of mutual funds for retail investors, mutual funds for accredited investors and
objectives and principles as notified.Now, SEC is seeking public comments on the guideline of adopting technology in e-KYC, in order for the business operators to have guidelines and confidence in their
Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the