approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
capital market product having high-risk or complex characteristics; “general manager” means a person who is assigned by the board of directors to be the highest level responsible person in the management of
” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to be ultimately responsible for the management of the company
companies. After being appointed as an independent director, that independent director may be assigned by the board of directors to make a decision on the business operation, the parent company, subsidiary
propose that the shareholders meeting consider and approve the authorisation of the Chief Executive Officer and President, or a person delegated by the Board of Directors, to undertake relevant and
appropriate to propose that the shareholders meeting consider and approve the authorisation of the Chief Executive Officer and President, or a person delegated by the Board of Directors, to undertake relevant
at least of the following: □ (1) Number of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel