Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
invest in such digital assets is strongly advised to consider the associated risks carefully and take into serious consideration the following factors: (1) These ICOs have not been approved by the SEC in
price of the shares must be at a fair value valuated by a financial advisor, who is approved by SEC and independent from the offeror; (c) there must be an independent securities company giving advice
of Thailand (SET), the Federation of Thai Industries, Thai Chamber of Commerce, Investment Banking Club and participating approved auditors. At present, 289 companies from 42 provinces joined the
, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
holds 88 percent shares of GEP-Myanmar. If approved, it would also be a significant transaction worth over 7.95 times of the total tangible asset of VTE.The independent financial advisor has viewed that
On 11 May 2023, the SEC Board Meeting No. 9/2566 approved the principles for prescribing regulations concerning the application for licenses to operate securities trading center, clearing house
should not be approved by the shareholders on the following grounds: (1) The fair prices of both companies? shares are below the purchase prices, namely 20.0-111.4 million baht compared to 272.44 million
breach of contract with the foreign software developer, including payment default.The JMT Audit Committee has acknowledgd the IFA?s opinion but still approved the Board of Directors? decision. The SEC has