instruction which is a duty required to be performed. Mr. Phurich Nanavaratorn failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the

Beyond Securities Public Company Limited Between December 22, 2017 and May 16, 2022 Beyond Securities Public Company Limited ("Beyond"), a securities company, failed to comply with the

year 2021 to the SEC office and has not notified the financial statement on Bitazza’s website within the period specified in the notification. Bitazza failed to comply with the order of the Criminal

. Sittilarp to conceal the identity of the account user. 08/07/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil

February 17, 2014. The financial statements did not comply with the Accounting Standard. That is, the company realized the gain from selling the capital investment in its subsidiary and booked in the

TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https

to investors the information on such investment. Asset management companies must, additionally, comply with rules governing derivatives investment which include rules on counterparty limit, reserved

, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to

subsidiaries regularly comply with the policy and practices. Last updated on 12 August 2024