program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

securities. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 185/2022 Dated 07/12/2022

Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 187/2022 Dated 07/12/2022

Company Limited’s shares offering in the form of general or to the public without approval from the SEC office. SEC Act S.300 in conjunction with 34 Settlement Committee Meeting No. 12/2022 Settlement

in quality. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 13/2022 Settlement Committee Order No. 23/2022 Dated 21/12/2022

, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement

duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 13/2022 Settlement Committee Order No. 191/2022 Dated 21/12/2022

. SEC Act S.33 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 43/2023 Dated 24/04/2023

newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2023 Settlement

purposes. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 31 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No