providing service, internal control system and risk management system for the securities borrowing and lending business, which exhibits that the business operator is ready and capable to comply with the rules

exhibits that the business operator is ready and capable to comply with the rules applicable to the undertakings falling outside the previous restriction. Clause 11. This Notification shall come into force

lending business, which exhibits that the business operator is ready and capable to comply with the rules applicable to the undertakings falling outside the previous restriction. Clause 11. This

Commission (MIC) 5/18 approval permit and also the commencement date of construction which is informed in written from HSMC. HSMC is able to expand or postpone the construction period up to 2 times. If the

rating, and is capable of operating the work impartially and fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

seeking to benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit

benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit; (3) Thai

may not be able to execute some types of orders, such as ‘stop-loss’ or ‘stop-limit’ orders, placed by the Client to limit his/her losses, since market conditions at the time the order is placed may

this regard, there will be no limit on the number of new licenses, providing that the applicants meet the ?fit and proper? requirements for each category of licenses being sought for. Furthermore, to