. In carrying out the investigation, two possible offences involved in the case, i.e., insider trading and front running, must be considered separately as follows:1. Insider trading ? According to
urgently solve its problems, such as loan defaults and failure to prepare an submit financial statements to the Stock Exchange of Thailand (SET) to avoid a possible delisting from the SET and mitigate
Companies Act B.E.2535 (1992) as soon as possible. They are also duty-bound to observe other laws associated with such order. Organizing a shareholders meeting in line with the DBD’s consideration would
activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for
requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non
mobilization and investments across ASEAN countries when the ASEAN Economic Community takes off in 2015. We are exploring opportunities and studying possible challenges for investors, fund raisers and business
favorable returns. Some SMEs operators see PE as treat to the ownership of the business or as possible business takeover. In fact, PE will facilitate strengthening of businesses in terms of funds, management
and inventory register in most of the items while the company could not provide clear explanation about cause of such discrepancy. Chanunkorn, however, did not expand his audit scope, assess possible
On 12 March 2020, the CMSB Meeting No. 4/2563, presided by SEC Secretary-General Ruenvadee Suwanmongkol, considered possible guidelines for the AGM holding of property funds, infrastructure funds
settlement system, to provide transaction services to investors. SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid