instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 66/2023 Dated 09/08/2023
for sale of newly issued securities in the category of shares (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty
APEX DEVELOPMENT PUBLIC COMPANY LIMITED Apex Development Public Company Limited (“APEX”) had a duty to prepare and submit the financial report for the first half of the fiscal year 2022 within 15
SABUY TECHNOLOGY PUBLIC COMPANY LIMITED Sabuy Technology Public Company Limited (“SABUY”) had a duty to prepare and submit the 56-1 One Report of the year 2022 within 31 March 2023. However, SABUY
Tapaco Public Company Limited Tapaco Public Company Limited (“TAPACO”) had a duty to prepare and submit an Interim Management Discussion and Analysis for the year 2022 (“MD&A”) within 3 January
and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. DAB Act S.94 Settlement Committee Meeting No. 2/2024 Settlement
Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the financial statement for the year 2022 within 31
Nok Airlines Public Company Limited Nok Airlines Public Company Limited ("NOK"), a securities issuer, had a duty to prepare and submit the accurate annual updated information statement and
failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 28/2024 Dated 13/05
Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement