Notification is to modify the rules concerning the preparation of reports on provident fund management and the calculation of investment limits of provident funds in respect of the provident funds with multiple
close business relationship with a client. - Require the supplementary review of the audit engagement which fee exceed the threshold designated by the firm before the issuance of the audit report (‘hot
assigned to monitor irregularities in stock trading. 1.3 Regarding listed companies, preventive measures to avoid siphoning of company assets through connected transactions will be emphasized. There will be
intermediary shall determine the policy, in writing, pertaining to preventing and managing conflicts of interest which board of directors or a committee assigned by board of directors has already approved such
determine the policy, in writing, pertaining to preventing and managing conflicts of interest which board of directors or a committee assigned by board of directors has already approved such policy, and shall
domestic laws which may also apply to Hong Kong Covered Entities. Representatives in Thailand 10. A firm in Thailand must be appointed for each Hong Kong Covered Fund as its representative in compliance with
of the ucturing ited (the gnificant he Audit n of the mittee to d Audit gsiri In addition, Mr. Apivut Thongkam was appointed as the Chairman of the Audit Committee effective from January 17, 2018