The SEC approved guidelines for IPO shares allocation with the view to enhance transparency and set up mechanism for distributing shares to the public. Although, issuers and underwriters are still
are as follows: (1) All brokers are required to set their own internal procedures to stop the rumors as soon as possible. Trading room managers must alert top management when material rumors
) for further action. Those who suffer damage from Glow?s action are urged to contact ECD at 0-2237-1199 To ensure proper legal protection, those who are interested in making investment in derivatives
and fund management business. The provisions to be amended are: 1. Types of Investable Financial Instruments Retail investors will be allowed to invest in additional types of foreign securities
?good? score or higher (70 points or more). Unlike the previous years, the 10 bonus points were removed from the 2009 AGM scoring system, marking down the full score to 100. There are 41 full score
from the SEC and related agencies for launches of new products, especially foreign exchange futures which are expected to benefit a large number of users. SEC Secretary-General Thirachai
business services to minors in accordance with the same standard and the Civil and Commercial Code. Essentially, all digital asset business operators are required to: (1) Consider the information related
to such manipulative trading. Their misconducts too are in contravention of Sections 243 and 244 of the SEA in conjunction with Section 86 of the Criminal Code. The complaint was filed after the three
assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well
plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are