shall enter into a written agreement with the client who has assigned the derivatives broker to act as the client’s agent in derivatives trading, provided that the written agreement the derivatives broker
statement requiring derivatives broker to be responsible for such assets in full amount. Clause 3 A derivatives broker shall not appoint any person as its agent to undertake custody of assets of clients
e-service Online Submission See canceled document Derivatives Agent >> Registration Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivative Act B.E. 2546 16 03
e-service Online Submission See canceled document Derivatives Agent >> Registered Companies Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E. 2546
for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business operator, futures trading manager or futures
. Operators of derivatives business wishing to apply for approval to engage in the futures trading business in the category of futures trader, futures broker, futures trading advisor, futures pool business
Licensed Derivatives Brokers (No. 3) dated 28 February 2012. 2 Clause 3 A derivatives broker shall not appoint any person as its agent to undertake custody of assets of clients. Clause 4 In undertaking