. SECTION 36 In cases where a trustee fails to perform duty under Section 34 which causes the trust property of two or more trusts to be commingled in the manner that it is unable to identify to which

such trustee commits the offence, such person shall be liable to imprisonment for a term not exceeding two years or a fine not exceeding two hundred thousand baht, or both. SECTION 81 Any person who

company, such person shall be liable to imprisonment for a term not exceeding six months or a fine not exceeding two hundred thousand baht, or both. In cases where any securities company commits an offence

the duties of director, manager or any person responsible for the operation of the securities company or the company, such person shall be liable to imprisonment for a term not exceeding two years or a

issuer’s external auditors for the preceding two years. II. DESCRIPTION OF MTN Program A. Maximum amount and types of debt securities Provide the maximum amount and types of debt securities to be offered

prior to the specified period will be subject to tax penalty. The client insisted on selling those units, reasoning that he did not claim LTF tax benefits from this portion. {A}, however, did not inform

decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the audit of the financial statements for Q3/2016 on the basis of (1

paragraph at least once every two years except the case where securities company does not continuously provide service during the period of two years, investor’s information shall be revised prior to

approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds

, the total transaction value shall be equivalent to 39.91% calculated based on the Net Profit which is the basis that results in the highest transaction value, from the Consolidated Financial Statement