complaint filed with the Department of Special Investigation on September 9, 2014. They traded UKEM shares in concealment on a continual basis, inflated and stabilized share price, and matched orders within
to the first two editions of the projects. Qualified businesses will be able to attend training courses on capital market, fund raising and preparation for becoming a publicly traded company. Moreover
found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
complaint were {A} and {D} for being accomplices in the said violation. {A} in colluding with {B} and {C} had traded TWZ shares with the intention to induce the general public into buying or selling such
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
potential loss. From his conversation with the client recorded, he traded securities for the client several times a day and submitted the selling orders at the prices lower than or equal to the purchase
-traded fund Index fund Capital-guaranteed fund Any other type, please specify https://capital.sec.or.th/webapp/phs/upload/phs1505465292hearing_27_2560_S02.pdf Principles of Corporate Governance - G20
ตามกฎหมายต่างประเทศ “กองทุน ETF ต่างประเทศ” กองทุน exchange traded fund ทีจดัตงัขึนตามกฎหมายต่างประเทศ “กองทุน infra” รูปแบบการลงทุนในทรพัยสิ์นทีเกยีว https://market.sec.or.th/public/mrap/MRAPFile.aspx
managing director for investor relations of KTB Securities Co., Ltd., and Rinnapa had collusively traded TRAF shares in concealment and on a continual basis to mislead and induce the general public into