applicant shall submit an application with the SEC Office together with the relevant evidentiary documentation in accordance with the form and procedure prepared on the website of the SEC Office. Clause 6 1
mutual fund is in a transition period for another management company to take over. The transition period shall not be longer than three business days. (6) The mutual fund is in the process of dissolution
previous year continued to cast negative impacts onto the early part of 2009 as SET Index hit the year’s record low of 411.27 points on March 9, but regained an upward trend later on after the measures by
Annual General Meeting of Shareholders 2018 and Procedure for posting advance question prior to the shareholders’ meeting. The company has the Annual General of Shareholders’ Meeting for the year 2017 held
are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has qualifications and
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
proceedings and enforcement steps in such case are subject to the Civil Procedure Code. In this regard, the civil penalty and the compensation at an equal amount to the benefit received or should have been
regulations are: 1. Notification of the Securities and Exchange Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January