client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In
รัฐมนตรีว่าการกระทรวงดิจิทัลเพื่อเศรษฐกิจและสังคม เพื่อยกย่องเกียรติคุณให้กับหน่วยงานที่มีส่วนร่วมในการผลักดันและขับเคลื่อน พ.ร.บ. คุ้มครองข้อมูลส่วนบุคคล พ.ศ. 2562 (Personal Data Protection Act, B.E. 2562
ข้อมูลส่วนบุคคล พ.ศ. 2562 (Personal Data Protection Act, B.E. 2562 (2019)) ในงาน “PDPA Going Forward ก้าวไปข้างหน้ากับ PDPA” ซึ่งจัดโดยสำนักงานคณะกรรมการคุ้มครองข้อมูลส่วนบุคคล (สคส.) ร่วมกับ สมาคมเจ้า
sold SUPER shares in his own and other persons? trading accounts to gain personal benefits.Securities trading based on non-public information that is material to the change in securities price is deemed
major shareholder, sold the shares in his personal trading account during 3-26 October 2012 at the total amount of 576,000 shares. The misconducts of the four offenders violated Section 241 and liable to
advisable for investors to focus on their personal goals and long-term investment rather than chasing short-term high returns.Polpatt Vinaibodee, leader of the SEC research project on the topic, ?Trigger
allocation to seek personal gains for oneself or other persons. By committing such act which gained him more than 42 million baht in benefits, Chupong was deemed to have performed duties dishonestly. In
responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons
200,000 baht, from annual assessable income as an additional personal income tax allowance However, it is separated from the tax allowance for investing in Super Savings Fund regular, and not subject to
) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading